Civil Penalties Loom as SEC Pursues Consensys for Securities Violations
2024-7-10 05:40:23 Author: hackernoon.com(查看原文) 阅读量:13 收藏

Read on Terminal Reader

Open TLDRtldt arrow

Too Long; Didn't Read

The SEC, invoking federal securities laws, seeks a permanent injunction, civil penalties, and other equitable relief against Consensys for its alleged misconduct in operating unregistered brokerage services and conducting unregistered securities sales via MetaMask platforms.

featured image - Civil Penalties Loom as SEC Pursues Consensys for Securities Violations

SEC vs. the World HackerNoon profile picture

SEC v. Consensys Software Inc. Court Filing, retrieved on June 28, 2024, is part of HackerNoon’s Legal PDF Series. You can jump to any part in this filing here. This part is 3 of 26.

NATURE OF THE PROCEEDINGS AND RELIEF SOUGHT

16. The Commission brings this action pursuant to the authority conferred upon it by Securities Act Sections 20(b) and 20(d) [15 U.S.C. §§ 77t(b) and 77t(d)], and Exchange Act Section 21(d) [15 U.S.C. § 78u(d)].

17. The Commission seeks a final judgment: (a) permanently enjoining Defendant from violating the federal securities laws this Complaint alleges it has violated; (b) ordering Defendant to pay civil money penalties pursuant to Securities Act Section 20(d) [15 U.S.C. § 77t(d)] and Exchange Act Section 21(d)(3) [15 U.S.C. § 78u(d)(3)]; and (c) ordering any other and further relief, including equitable relief and other relief pursuant to Exchange Act Section 21(d) [15 U.S.C. § 78u(d)], the Court may deem just and proper.

Continue Reading Here.


About HackerNoon Legal PDF Series: We bring you the most important technical and insightful public domain court case filings.

This court case retrieved on June 28, 2024, storage.courtlistener.com is part of the public domain. The court-created documents are works of the federal government, and under copyright law, are automatically placed in the public domain and may be shared without legal restriction.


文章来源: https://hackernoon.com/civil-penalties-loom-as-sec-pursues-consensys-for-securities-violations?source=rss
如有侵权请联系:admin#unsafe.sh