The SEC alleges that CZ, as a control person over Binance, is liable for the exchange's alleged violations of Exchange Act Sections 5, 15(a), and 17A(b). This legal action aims to address this liability and its potential consequences.
SEC v. Binance: Jurisdiction and Venue of Legal Proceedings
Published at Sep 12, 2023 by secagainsttheworld #tech-companies
BAM Trading Accused of Operating as an Unregistered Broker on Binance.US Platform
Published at Sep 29, 2023 by secagainsttheworld #sec-v.-binance
Binance and BAM Trading Caught in Regulatory Crosshairs
Published at Sep 29, 2023 by secagainsttheworld #sec-v.-binance
Compliance Trouble for Binance: SEC Alleges Unregistered Clearing Agency Operations
Published at Sep 29, 2023 by secagainsttheworld #sec-v.-binance
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